e-journal

Summary of selected sessions from ‘‘The SEC Speaks in 2013’’

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Purpose – The purpose of this paper us to summarize the remarks of the Commissioners and participants in several panel sessions and workshops during the 2013 annual ‘‘SEC Speaks’’conference held by the Practising Law Institute in cooperation with the US Securities and Exchange Commission, discussing the SEC’s accomplishments in 2012 and its agenda for 2013.Design/methodology/approach – The paper summarizes remarks by Chairman Walter and Commissioners Aguilar, Paredes, and Gallagher; provides highlights from panel sessions and workshops concerning the Division of Corporation Finance, the Division of Trading and Markets, the Division of Enforcement, the Division of Investment Management, the Office of Compliance Inspections and Examinations as well as highlights from the panel sessions relating to Accounting, Risk, Strategy and Financial Innovation. Judicial and Legislative Developments, and Ethics. Findings – The summaries provide an overview of the SEC’s most important current rulemaking, projects and policy priorities.
Originality/value – The paper presents current SEC issues and developments addressed by experienced SEC lawyers.

Keywords United States of America, Securities and Exchange Commission,Division of Corporation Finance, Division of Trading and Markets, Division of Enforcement,Division of Investment Management, Office of Compliance Inspections and Examinations, Accounting, Ethics.

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Ketersediaan

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Informasi Detail

Judul Seri

JOURNAL OF INVESTMENT COMPLIANCE

No. Panggil

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Penerbit

: Emerald Group., 2013

Deskripsi Fisik

JOURNAL OF INVESTMENT COMPLIANCE VOL. 14 NO. 2 2013, pp. 5-20

Bahasa

English

ISBN/ISSN

15285812

Klasifikasi

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Tipe Isi

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Tipe Media

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Tipe Pembawa

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Edisi

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Subjek

AKUNTANSI

Info Detail Spesifik

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Pernyataan Tanggungjawab

Asmawati/Syahrial

Versi lain/terkait

Lampiran Berkas

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